top of page

Securities litigation

Representing the financial services industries in a variety of capacities.

Our attorneys represent clients in securities disputes involving broker/dealers, registered investment advisors and others in litigated customer disputes.  Our experience includes representing an asset manager in a dispute involving a state pension fund, representing a community bank in a FINRA arbitration against a national securities dealer, and representing registered investment advisors in customer disputes and transactional matters.


Trading Graphs on Computer Monitor
bottom of page